The Lore Law Firm

Personal Injury & Employment Law Firm

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Houston Stockbroker & Investment Fraud Lawyers

The Lore Law Firm represents individuals who lost money in the stock market, including pension plans, 401k plans and personal investments because of the actions or inactions of your stock broker or brokerage house. Claims can range from stockbrokers who churn accounts (excessive buying and selling to make commissions), putting you in unsound or risky investments without your knowledge or consent, or putting you in unsuitable investments based on your circumstances (e.g., high risk investments when nearing retirement or on a fixed income).

Contact a Houston, Texas Stockbroker Claims Attorney Today

If you lost money in the stock market due to a stock broker’s actions or inactions, contact a dedicated and experienced stockbroker claims lawyer in Houston as soon as possible. Our Houston stockbroker claims attorneys will make sure you receive the compensation you deserve. Call now for your complimentary case evaluation!

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No Fee If No Recovery

Inaction by your stock broker or brokerage house may include not following buy or sell instructions, or forgetting to execute a buy or sell order. If inaction by your stockbroker had a negative impact on your wealth or investments, then you may have a stockbroker claim or securities claim. You should consult an experienced lawyer to ensure your interests are fully protected and to pursue any claim you have against your stockbroker or brokerage firm.

Our law firm provides investors and their families the means to fight back and receive the compensation they deserve. Because of the nature of securities litigation, we offer free confidential evaluations.

Stockbroker Claim Remedies under FINRA

The Financial Industry Regulatory Authority (FINRA) oversees more than a half million registered securities representatives and is the largest independent regulator for all securities firms doing business in the United States. FINRA was formerly the NASD, and is responsible for the enforcement and arbitration functions of the New York Stock Exchange (NYSE).

Like FINRA, the Lore Law Firm is dedicated to protecting investors and agents, and promotes education and understanding. Our law firm is committed to assisting investors and agents who may have a stockbroker claim. We can provide you with the information and advice you need to make informed decisions about your possible claim. At our law firm, you are treated with respect and as the important client you are to us. We will take the time to evaluate and discuss your claim, as well as your options. We also have the experience and network of experts and professionals to assist you with obtaining the compensation you deserve.

Please remember, there are time limitations in which you can bring a stockbroker claim, so contact an experienced lawyer today.

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American Association for Justice
National Employment Lawyers Association

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Frequently Asked Questions

The legal term for the time limit for filing a personal injury or wrongful death lawsuit is "statute of limitations." These filing deadlines vary from state to state, and can also vary depending on the type of claim being asserted. If a lawsuit is not within this time period, you may forfeit your right to seek compensation for any damages suffered. Learn more!

The short answer is nothing, unless and until a recovery/settlement is obtained in your case. Learn more!

Every case is different and presents unique factors, so no ethical attorney can determine in advance the exact amount that you will be able to recover.  Anyone who is willing to promise a result before thoroughly investigating and analyzing all aspects of your case should be viewed with skepticism. Learn more!

The average case takes about 12 to 18 months, however, the time it takes to get through the claim resolution process varies quite a lot from case to case. If the evidence of liability is strong and there is little doubt as to the nature and extent of the plaintiff's injuries, the case should settle for a reasonable value within four to six months after the accident and completion of your medical treatment, without the need for litigation. Any number of factors can complicate and extend this timeframe. Learn more!

In most personal injury and wrongful death cases, you can still recover damages even if you were partially at fault for the injury or death. In many situations involving auto accidents and or on the job injuries, you may be entitled to compensation even if you are partially to blame. Learn more!

One of the most immediate and serious issues injured people face is how their medical treatment and case costs will be paid while their case is in progress.

Medical attention must be sought immediately, but a major concern among even those with health insurance is – will my health insurance cover the bills related to an auto accident or other injury causing incident. This is another reason to contact an attorney sooner rather than later.  If you don't have insurance or it does not appear that your health insurance will cover your medical expenses, a personal injury attorney will be able to help you get access to care. Learn more!